Canadian Investor Protection Fund

Results: 88



#Item
31Securities / Financial economics / Financial system / Business / Finance / Investment / Canadian Investor Protection Fund / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada

For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-13 15:46:03
32Canadian securities regulation / Financial economics / Canada / Finance / Banking in Canada / Canadian Investor Protection Fund / Investment Industry Regulatory Organization of Canada

Rules Notice Request for Comment Dealer Member Rules Contact: Angie Foggia

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-26 16:01:04
33Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Federal Reserve System / Betting in poker / Business / Finance / Banking in Canada / Canadian Investor Protection Fund / Financial economics

Rules Notice Request for Comments Dealer Member Rules Please distribute internally to: Legal and Compliance

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-15 13:06:04
34Securities / Banking / Financial markets / Canadian Investor Protection Fund / Futures contract / Canadian securities regulation / Clearing house / Clearing / Cheque / Financial economics / Finance / Investment

Notice and Request for Comment on Proposed National Instrument[removed]Clearing Agency Requirements and Related Companion Policy 24-102CP November 27, 2014 I.

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-11-27 15:07:05
35Universal Market Integrity Rules / Canada / Canadian Investor Protection Fund / Investment Industry Regulatory Organization of Canada / Mergers and acquisitions / Business / Finance / Economy of Canada

Investment Industry Regulatory Organization of Canada Management Discussion and Analysis IIROC 2013–2014 ANNUAL REPORT

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-08 09:04:30
36Self-regulatory organizations / Financial services / Financial markets / Investment / Exempt market dealer / Investment Industry Regulatory Organization of Canada / Canadian Investor Protection Fund / Financial Industry Regulatory Authority / Financial regulation / Financial economics / Finance / Business

Rules Notice Request for Comments Please distribute internally to: Institutional Legal and Compliance

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Source URL: iiroc.ca

Language: English - Date: 2013-02-08 10:55:03
37Self-regulatory organizations / United States securities law / Financial regulation / Financial services / Exempt market dealer / Canadian Investor Protection Fund / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Financial Industry Regulatory Authority / Financial economics / Finance / Business

Rules Notice Concept Paper Request for Comments Dealer Member Rules Please distribute internally to:

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Source URL: iiroc.ca

Language: English - Date: 2012-11-07 15:20:06
38Conflict / Dispute resolution / Ombudsman for Banking Services and Investments / Finance / Autorité des marchés financiers / Investment Industry Regulatory Organization of Canada / Ontario Securities Commission / Securities fraud / Canadian Investor Protection Fund / Securities / Financial economics / Economy of Canada

Consumer complaints about investments may include:  unsuitable investments (eg. investments that were too risky for you)  an unsuitable investment strategy (eg.

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:20:32
39Financial services / Collective investment schemes / Institutional investors / Canadian Investor Protection Fund / Mutual fund / Hedge fund / Canadian Investment Manager / Financial economics / Investment / Finance

Policy Bulletin #0469-P - Regulatory Gap in Canada – Fund Managers: The Need for a Compensation Fund

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Source URL: mfda.ca

Language: English - Date: 2011-06-16 12:29:03
40Canadian Investor Protection Fund / Canada / Ombudsman for Banking Services and Investments / Securities Commission / Law / Government / Dispute resolution / Canadian law / Canadian securities regulation

Suite 310 -The Station 601 West Cordova Street Vancouver, B.C. Canada V6B 1G1 Telephone: ([removed]Facsimile: ([removed]

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Source URL: www.obsi.ca

Language: English - Date: 2014-02-12 15:31:43
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